Look Beneath the Surface: Exploiting Fundamental Symmetry for Sample-Efficient Offline RL

Published in Thirty-seventh Conference on Neural Information Processing Systems (NeurIPS 2023)., 2023

Recommended citation: Cheng, P.*, Zhan, X.*, Wu, Z., Zhang, W., Song, S., Wang, H., Lin, Y., & Jiang, L. Look Beneath the Surface: Exploiting Fundamental Symmetry for Sample-Efficient Offline RL. In the Thirty-seventh Conference on Neural Information Processing Systems (NeurIPS 2023).

Abstract

Offline reinforcement learning (RL) offers an appealing approach to real-world tasks by learning policies from pre-collected datasets without interacting with the environment. However, the performance of existing offline RL algorithms heavily depends on the scale and state-action space coverage of datasets. Real-world data collection is often expensive and uncontrollable, leading to small and narrowly covered datasets and posing significant challenges for practical deployments of offline RL. In this paper, we provide a new insight that leveraging the fundamental symmetry of system dynamics can substantially enhance offline RL performance under small datasets. Specifically, we propose a Time-reversal symmetry (T-symmetry) enforced Dynamics Model (TDM), which establishes consistency between a pair of forward and reverse latent dynamics. TDM provides both well-behaved representations for small datasets and a new reliability measure for OOD samples based on compliance with the T-symmetry. These can be readily used to construct a new offline RL algorithm (TSRL) with less conservative policy constraints and a reliable latent space data augmentation procedure. Based on extensive experiments, we find TSRL achieves great performance on small benchmark datasets with as few as 1% of the original samples, which significantly outperforms the recent offline RL algorithms in terms of data efficiency and generalizability.

Other information

  • Arxiv version of the paper
  • This paper is also accepted in ICML 2023 Workshop on Spurious Correlations, Invariance and Stability and Workshop on New Frontiers in Learning, Control, and Dynamical Systems (Frontiers4LCD).